-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qx4lmYMASO0mIVzzlf91cLiDTSxjwB03lgKQlyHYuLGTPJCy9Uy0ZXw4dcw6aete Z90E1YiP679l/J+SgWLAmw== 0001177254-03-000014.txt : 20030404 0001177254-03-000014.hdr.sgml : 20030404 20030404100847 ACCESSION NUMBER: 0001177254-03-000014 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030404 GROUP MEMBERS: CHAI TRUST COMPANY, L.L.C. GROUP MEMBERS: EGI HOLDINGS, INC. GROUP MEMBERS: EGIL INVESTMENTS, INC. GROUP MEMBERS: RSB PROPERTIES TRUST GROUP MEMBERS: SAMSTOCK/ALPHA, L.L.C. GROUP MEMBERS: SAMSTOCK/SZRT, L.L.C. GROUP MEMBERS: SAMSTOCK/ZFT, L.L.C. GROUP MEMBERS: SAMSTOCK/ZGPI, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY OFFICE PROPERTIES TRUST CENTRAL INDEX KEY: 0001038339 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 364151656 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51791 FILM NUMBER: 03639514 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLZ STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124663300 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLZ STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZELL SAMUEL CENTRAL INDEX KEY: 0001024193 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124540100 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13D/A 1 exitfiling.txt EQUITY OFFICE PROPERTIES SCHEDULE 13D AMENDMENT ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response .........11 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* EQUITY OFFICE PROPERTIES TRUST - -------------------------------------------------------------------------------- (Name of Issuer) Common Shares, par value $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 294741103 - -------------------------------------------------------------------------------- (CUSIP Number) Marc D. Hauser Equity Group Investments, L.L.C. 2 North Riverside Plaza, Suite 600 Chicago, Illinois 60606 312-466-3556 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 1, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP No. 294741103 13D/A Page 2 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Samstock/SZRT, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 1,802,413 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 1,802,413 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,802,413 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.4% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 1,775,065 common shares of beneficial interest ("Common Shares") of Equity Office Properties Trust (the "Issuer") that are issuable upon redemption of Operating Partnership Units ("OP Units") of EOP Operating Limited Partnership ("EOP Partnership"), a Delaware limited partnership in which the Issuer is the sole general partner and a limited partner. Pursuant to the limited partnership agreement of EOP Partnership, OP Units are redeemable for cash or, at Issuer's option, exchangeable for Common Shares, on a one-for-one basis. The sole member of Samstock/SZRT, L.L.C. is the Samuel Zell Revocable Trust dated January 17, 1990, of which Samuel Zell is the sole trustee and sole beneficiary. Accordingly, based on these particular circumstances, Samuel Zell may be deemed the ultimate beneficial owner of all Common Shares and OP Units held by Samstock/SZRT, L.L.C. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 3 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Samuel Zell - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF, OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 4,636,070 (1) SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 0 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 4,636,070 (1) WITH _________________________________________________________________ 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,636,070 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 1.1% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- (1) Includes (i) 2,691,666 Common Shares issuable to Samuel Zell upon exercise of stock options that currently are exercisable or will become exercisable within 60 days after the date hereof, (ii) 29,175 Common Shares held in accounts maintained by the trustees of the Issuer's employee retirement plans for the benefit of Samuel Zell, and (iii) 1,787,379 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 4 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Samstock/Alpha, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 2,248,757 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 2,248,757 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,248,757 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.5% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 1,990,579 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 5 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). EGI Holdings, Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 1,932,540 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 1,932,540 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,932,540 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.5% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 1,919,706 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 6 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). EGIL Investments, Inc. - ------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 1,932,586 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 1,932,586 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,932,586 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.5% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 1,919,749 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 7 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Samstock/ZFT, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 7,249,871 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 7,249,871 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 7,249,871 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 1.7% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 6,010,399 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 8 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Samstock/ZGPI, L.L.C. - ------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 5,321 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 5,321 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,321 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Less than 0.1% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 5,321 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 9 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Chai Trust Company, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 13,369,073 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 13,369,073 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 13,369,073 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 3.1% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 11,845,754 Common Shares that are issuable upon redemption of OP Units. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 10 of 12 Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). RSB Properties Trust - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 12,314 (1) EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 12,314 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 12,314 (1) - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Less than 0.1% (2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (1) Includes 12,314 Common Shares that are issuable upon redemption of OP Units. Samuel Zell is the trustee of RSB Properties Trust, and, accordingly, based on these particular circumstances, Samuel Zell may be deemed the ultimate beneficial owner of all OP Units held by RSB Properties Trust. (2) Calculated based on 409,798,304 Common Shares outstanding as of March 13, 2003, as set forth in the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002, and assuming the exchange of such Reporting Person's OP Units (as defined herein) for Common Shares and the exercise of options to purchase Common Shares, if applicable. CUSIP No. 294741103 13D/A Page 11 of 12 Pages This Amendment No. 3 to Schedule 13D relates to the common stock, par value $.01 per share ("Common Stock"), of Equity Office Properties Trust (the "Issuer"). This Amendment No. 3 amends the Schedule 13D filed on January 24, 2000, as amended from time to time, by the group of Reporting Persons comprised of Samstock/SZRT, L.L.C., Samstock/Alpha, L.L.C., Samstock/ZFT, L.L.C., Samstock/ZGPI, L.L.C., EGI Holdings, Inc., EGIL Investments, Inc., Chai Trust Company, L.L.C., RSB Properties Trust, and Samuel Zell. On April 1, 2003, each of the Reporting Persons ceased to be the beneficial owner of more than five percent of the shares of Common Stock outstanding, and, accordingly, this Amendment No. 3 is an exit filing. Only those items that are being amended are reported herein. Capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the Schedule 13D, as amended to date. ITEM 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated as follows: (a) and (b). Samuel Zell has the sole power to vote and to direct the vote and the sole power to dispose and to direct the disposition of 4,636,070 shares of Common Stock (assuming the exercise of 1,787,379 OP Units and options to purchase 2,691,666 shares of Common Stock), representing approximately 1.1% of the shares of Common Stock issued and outstanding. Chai Trust Company, L.L.C. shares with each of the following Reporting Persons the power to vote or to direct the vote and shares the power to dispose or to direct the disposition of shares of Common Stock and OP Units as follows:
Shared Power with respect Common OP to such Reporting Person Shares Units Options %Owned - -------------------------------------------------------------------------------- Samstock/Alpha, L.L.C. 258,178 1,990,579 0 0.5% - -------------------------------------------------------------------------------- EGI Holdings, Inc. 12,834 1,919,706 0 0.5% - -------------------------------------------------------------------------------- Samstock/ZFT, L.L.C. 1,239,472 6,010,399 0 1.7% - -------------------------------------------------------------------------------- Samstock/ZGPI, L.L.C. 0 5,321 0 < 0.1% - -------------------------------------------------------------------------------- EGIL Investments, Inc. 12,837 1,919,749 0 0.5% - --------------------------------------------------------------------------------
To the best knowledge of the Reporting Person, there are 409,798,304 shares of Common Stock issued and outstanding as of the date hereof based upon the Issuer's Annual Report on Form 10-K for the period ended December 31, 2002. Based upon such number, the 1,680,346 shares of Common Stock, 2,691,666 options to purchase Common Stock and 13,633,133 OP Units beneficially owned by the Reporting Persons, collectively, represent approximately 4.2% of the shares of Common Stock issued and outstanding, including the OP Units and options to purchase Common Stock on a fully converted and exercised basis. (c) On March 1, 2003, Samuel Zell received from the Issuer a grant of options to purchase 348,960 shares of Common Stock in consideration for his services as the Chairman of the Board of Trustees of the Issuer. On March 13, 2003, Samuel Zell received from the Issuer 100,500 shares of restricted Common Stock, which Common Stock will vest over a five-year period, in consideration for his services as an officer of the Issuer. Other than the foregoing, during the last 60 days, there have been no transactions in the Common Stock effected by any of the Reporting Persons. (e) On April 1, 2003, each of the Reporting Persons ceased to be the beneficial owner of more than five percent of the shares of Common Stock outstanding. The remaining subsections of Item 5 and the other Items of Schedule 13D filed by the Reporting Persons on January 24, 2000, as amended from time to time, remain unchanged. CUSIP No. 294741103 13D/A Page 12 of 12 Pages SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: April 4, 2003 Samstock/SZRT, L.L.C. Samstock/Alpha, L.L.C. Samstock/ZGPI, L.L.C. EGI Holdings, Inc. By: /s/ Donald J. Liebentritt -------------------------------------------------- Donald J. Liebentritt, as Vice President of each of the above entities Chai Trust Company, L.L.C. By: /s/ Donald J. Liebentritt -------------------------------------------------- Donald J. Liebentritt, President /s/ Samuel Zell -------------------------------------------------- RSB Properties Trust By: /s/ Samuel Zell -------------------------------------------------- Samuel Zell, not individually but solely as Trustee EGIL Investments, Inc. By: /s/ Mark Slezak -------------------------------------------------- Mark Slezak, Vice President ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----